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All posts tagged 'Regulatory'

FIA & Financial Reform Update... and Future!

by Mike Walters July 23, 2010    

Securities License Required to Sell Fixed Insurance & Annuities?!?

by Mike Walters October 5, 2009    

SEC 151A…The REAL Results

by Mike Walters August 31, 2009    

SEC 151A... The Fight Rages On! A Legal Synopsis of the Court Case Decided July 21, 2009

by Mike Walters July 22, 2009    

FINRA 09-25 Could Apply EIA Suitability Standards to ALL Product Lines

by Mike Walters July 8, 2009    

SEC May Call Your Clients

by Mike Walters March 17, 2009    

The "Perfect Storm" of Regulatory Scrutiny may Force Many Changes (and failures)...

by Mike Walters January 29, 2009    

News Update... Just After SEC Votes EIAs Securities... Its Announced FINRA Chief Mary Schapiro is Nominated as the New SEC Chief!

by Mike Walters December 18, 2008    

Breaking News... The SEC Has Just Voted to Make Equity Index Annuities (EIAs) SECURITIES!! Yes, You Read That Correctly.

by Mike Walters December 17, 2008    

November 13, 2008 - NEWS HEADLINE: "Index Annuities Likely to Become Securities" (Investment News)

by Mike Walters November 14, 2008    

Oh, I Forgot to Share Earlier Today... 97 Others Think Just Like Me (I'm not alone)

by Mike Walters September 30, 2008    

SEC Proposed Rule 151A Comment Period Closed

by Mike Walters September 11, 2008    

SEC Proposed Rule 151A Would REQUIRE EIA's Registration as Securities!

by Mike Walters July 24, 2008    

Do NOT Confuse "Acts of Desperation" with Gospel Fact

by Mike Walters July 10, 2008    

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